regulation section
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Regulation D — / dē/ n: a regulation of the Securities and Exchange Commission governing the limited offer and sale (as by a private offering) of unregistered securities Merriam Webster’s Dictionary of Law. Merriam Webster. 1996. Regulation D … Law dictionary
Regulation D — (also known as Reg D) is a regulation of the U.S. Securities and Exchange Commission (the SEC ), and is also a term for an investment strategy, mostly associated with hedge funds, based upon that regulation. It also affects individual savings and … Wikipedia
Regulation S — of the US Securities Act of 1933. It provides a safe harbour from the registration requirements of that Act for offers and sales of securities outside the US where certain conditions are fulfilled. It imposes different conditions depending on the … Law dictionary
Section 4(1½) — USA A Section 4(1½) private placement transaction is a resale or secondary distribution of restricted securities that technically relies on the Section 4(1)}} registration exemption. The Section 4(1½) resale procedure is not formally established… … Law dictionary
Section 51(xx) of the Constitution of Australia — Section 51(xx) of the Australian Constitution, is a subsection of Section 51 of the Australian Constitution that gives the Commonwealth Parliament the right to legislate with respect to foreign corporations, and trading or financial corporations… … Wikipedia
regulation — reg·u·la·tion n 1: the act of regulating or state of being regulated 2: an authoritative rule; specif: a rule or order issued by a government agency and often having the force of law see also administrative procedure act in the important laws… … Law dictionary
Regulation and licensure in engineering — Regulation of the engineering profession is established by various jurisdictions of the world to protect the safety, well being and other interests of the general public, and to define the licensure process through which an engineer becomes… … Wikipedia
Regulation U — / yü/ n: a regulation of the Board of Governors of the Federal Reserve System imposing credit restrictions on banks that extend credit for the purpose of buying or carrying margin stock if the credit is secured directly or indirectly by margin… … Law dictionary
Section 51(v) of the Australian Constitution — Section 51(v) of the Australian Constitution, or ‘the communications power’, is a subsection of Section 51 of the Australian Constitution that gives the Commonwealth Parliament of Australia power to legislate on Postal, telegraphic, telephonic,… … Wikipedia
Regulation U (12 CFR 221) — USA Regulation U (12 CFR 221) (REG U) Regulation U. Also known as margin regulations. The Federal Reserve Board regulation that governs loans made by banks for the purpose of buying securities. The regulation is intended to protect investors and… … Law dictionary
Section 51(xx) of the Australian Constitution — Section 51(xx) of the Australian Constitution, is a subsection of Section 51 of the Australian Constitution that gives the Commonwealth Parliament the right to legislate with respect to foreign corporations, and trading or financial corporations… … Wikipedia
